Yi-Hsuan Chen
陳怡瑄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi-Hsuan Chen (陳怡瑄), CE reference BCK950. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-04 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2023-04-04 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-03 | 2023-04-04 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-30 | 2023-04-04 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-28 | 2022-11-30 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-08-28 | 2022-11-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-23 | 2020-08-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-05-26 | 2020-08-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-02 | 2020-08-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-02 | 2017-05-26 |