Ji Li
李驥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ji Li (李驥), a licensed former licensee with CE reference BCE400. This person has 9.4 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-19 | 2025-03-04 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-19 | 2025-03-04 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-14 | 2023-09-04 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-02-14 | 2023-09-04 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-12-02 | 2021-12-31 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-12-02 | 2021-12-31 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-04-23 | 2019-12-02 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-04-23 | 2019-12-02 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-09 | 2021-12-31 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-09 | 2021-12-31 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-01-09 | 2021-12-31 |
| Zhongda (Hong Kong) Futures Limited 中大(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-24 | 2018-10-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-13 | 2016-12-19 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-06-13 | 2016-12-19 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-06 | 2016-05-27 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-06 | 2016-05-27 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-11-15 | 2016-05-27 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-11-15 | 2016-05-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ji Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.