Guanyi Wang
王冠軼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guanyi Wang (王冠軼), a licensed former licensee with CE reference BBU539. This person has 6.8 years of SFC licence history. Total licence records on file: 14.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-11-03 | 2025-01-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-07-28 | 2023-08-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2020-08-21 | 2021-12-10 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-15 | 2018-07-12 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-15 | 2018-07-12 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-15 | 2018-07-12 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-14 | 2016-08-06 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-14 | 2016-08-06 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-07-14 | 2016-08-06 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2014-11-20 | 2016-06-24 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2014-11-20 | 2016-06-24 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-12 | 2014-08-16 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-02 | 2014-08-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-04 | 2014-04-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Guanyi Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.