Li Qin
秦莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Qin (秦莉), a licensed former licensee with CE reference BLV366. This person has 6.9 years of SFC licence history. Total licence records on file: 17.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-30 | 2025-01-13 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 4 - Advising on securities | 2021-09-30 | 2025-01-13 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 9 - Asset management | 2021-09-30 | 2025-01-13 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-16 | 2021-09-30 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-16 | 2021-09-30 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-04-16 | 2021-09-30 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-04-20 | 2021-03-07 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-15 | 2021-03-07 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-15 | 2021-03-07 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 4 - Advising on securities | 2019-04-04 | 2021-03-07 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 4 - Advising on securities | 2019-04-04 | 2021-03-07 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
RO | Type 9 - Asset management | 2018-08-28 | 2021-03-07 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 9 - Asset management | 2018-08-28 | 2021-03-07 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-05 | 2020-04-15 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-05 | 2020-04-15 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-01-05 | 2018-08-28 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 - Asset management | 2018-01-05 | 2018-08-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Qin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.