The-Xuan-Dieu Nguyen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for The-Xuan-Dieu Nguyen, a licensed Representative with CE reference BBM580. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 7.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-03-14 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-09-17 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2019-09-17 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2014-01-29 | 2014-03-08 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2014-01-29 | 2014-03-08 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-01-29 | 2014-03-08 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-07-02 | 2014-03-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as The-Xuan-Dieu Nguyen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.