Li Ma
馬力
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Ma (馬力), a licensed Representative with CE reference BBG535. Currently licensed at 2 firm(s): KGI Futures (Hong Kong) Limited, KGI Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-05-14 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-03-07 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-16 | 2023-05-17 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-16 | 2023-05-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2016-08-18 | 2020-09-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2016-08-18 | 2020-09-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2013-05-10 | 2014-10-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2013-05-10 | 2014-10-15 |