Lai Yin (SFC:BAR438) Chan
陳麗賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yin (SFC:BAR438) Chan (陳麗賢), CE reference BAR438. Currently licensed at 2 firm(s): Ping An Securities (Hong Kong) Company Limited, Ping An Securities (Hong Kong) Futures Company Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-01 | present |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-01 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-12 | 2021-01-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-12-12 | 2021-01-15 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-15 | 2019-07-19 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-12-15 | 2019-07-19 |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2013-08-09 | 2014-11-14 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-31 | 2014-11-14 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-01-31 | 2014-11-14 |