Namrata Sudhir Mashru
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Namrata Sudhir Mashru ( ), a licensed former licensee with CE reference BAF822. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-04-26 | 2024-09-30 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-26 | 2023-03-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-09-26 | 2023-03-17 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-02-02 | 2022-07-22 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2021-02-02 | 2022-07-22 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-10-26 | 2022-07-22 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-10-26 | 2022-07-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-03 | 2016-08-25 |