Noriko Kuroki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Noriko Kuroki, a licensed Representative with CE reference AZH488. Currently licensed at 2 firm(s): JPMorgan Asset Management (Asia Pacific) Limited, JPMorgan Funds (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2016-06-07 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2016-06-07 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-20 | present |
| JF International Management Inc. | Rep | Type 4 - Advising on securities | 2016-06-07 | 2019-11-08 |
| JF International Management Inc. | Rep | Type 9 - Asset management | 2016-06-07 | 2019-11-08 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2012-04-20 | 2016-07-18 |