Justin Jongwon Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Justin Jongwon Kim, a licensed Representative with CE reference AZF496. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-14 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-09-14 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2019-11-11 | 2020-05-12 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-23 | 2022-04-13 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-10-23 | 2022-04-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-01 | 2019-05-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-12-01 | 2019-05-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-03-23 | 2014-08-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-03-23 | 2014-08-01 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-03-23 | 2014-08-01 |