Zhen (SFC:AZC796) Wang
王鎮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhen (SFC:AZC796) Wang (王鎮), CE reference AZC796. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-02 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-09-02 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-09-02 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2024-09-02 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-05 | 2024-09-02 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-03-05 | 2024-09-02 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-05 | 2024-09-02 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2024-03-05 | 2024-09-02 |
| Taiping Capital Limited 太平融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-12-28 | 2020-03-07 |
| Taiping Capital Limited 太平融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-31 | 2017-12-28 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-26 | 2020-03-10 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2012-03-09 | 2017-04-28 |