Rong (SFC:AYZ033) Ye
葉戎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rong (SFC:AYZ033) Ye (葉戎), a licensed Representative with CE reference AYZ033. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-04-01 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-04-01 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-04-01 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2025-04-01 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-03-28 | 2024-11-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-03-28 | 2024-11-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2024-03-28 | 2024-11-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-18 | 2024-04-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-18 | 2024-04-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-07-18 | 2024-04-22 |
| J-Stone Capital Limited 璞石資本有限公司 |
RO | Type 4 — Advising on securities | 2021-12-13 | 2022-06-24 |
| J-Stone Capital Limited 璞石資本有限公司 |
RO | Type 9 — Asset management | 2021-12-13 | 2022-06-24 |
| J-Stone Capital Limited 璞石資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-21 | 2021-12-13 |
| J-Stone Capital Limited 璞石資本有限公司 |
Rep | Type 9 — Asset management | 2021-09-21 | 2021-12-13 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-03-18 | 2021-03-22 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2016-03-18 | 2021-03-22 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-09 | 2016-02-06 |