Charles Maxwell Howieson Woodcock
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Maxwell Howieson Woodcock ( ), CE reference AYD171. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Outset Global (Hong Kong) Limited |
RO | Type 2 — Dealing in futures contracts | 2025-05-23 | 2025-11-23 |
| Outset Global (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2023-02-23 | 2026-01-14 |
| Outset Global (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2022-12-14 | 2023-02-23 |
| Kaizen Capital Partners Limited | Rep | Type 9 — Asset management | 2021-04-13 | 2021-05-07 |
| Zaaba Capital Limited | Rep | Type 9 — Asset management | 2017-10-19 | 2021-03-28 |
| Asiya Investments Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2016-08-30 | 2017-03-01 |
| Asiya Investments Hong Kong Limited |
Rep | Type 9 — Asset management | 2016-08-30 | 2017-03-01 |
| Pearl Street Advisors Limited |
Rep | Type 9 — Asset management | 2016-03-08 | 2016-06-25 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-06 | 2016-01-26 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-03 | 2012-06-01 |