Darryl Michael Ricklow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Darryl Michael Ricklow, a licensed former licensee with CE reference ATW459. This person has 9.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited | Rep | Type 1 - Dealing in securities | 2019-06-10 | 2019-10-17 |
| De Riva Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-06-10 | 2019-10-17 |
| Marex Financial Services Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2017-02-15 | 2019-03-29 |
| Marex Financial Services Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2017-02-15 | 2019-03-29 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-30 | 2016-12-30 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-30 | 2016-12-30 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-02 | 2011-11-03 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-02 | 2011-11-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Darryl Michael Ricklow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.