Michael Nicolas Becker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Nicolas Becker, a licensed former licensee with CE reference AOS485. This person has 16.7 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-06-01 | 2026-08-28 |
| Pamalican Asset Management Limited | RO | Type 9 - Asset management | 2024-08-02 | 2026-02-13 |
| Zaaba Capital Limited | RO | Type 9 - Asset management | 2015-12-16 | 2024-03-31 |
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 |
RO | Type 9 - Asset management | 2010-09-08 | 2015-12-04 |
| CAIDAO Capital Limited | RO | Type 4 - Advising on securities | 2008-07-15 | 2009-09-30 |
| CAIDAO Capital Limited | RO | Type 9 - Asset management | 2008-07-15 | 2009-09-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-28 | 2007-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Nicolas Becker during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.