Hikaru Mizuno
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hikaru Mizuno, a licensed Representative with CE reference AXV981. Currently licensed at 1 firm(s): Marshall Wace Asia Limited. Active regulated activities: Type 9 - Asset management. This person has 13.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 9 - Asset management | 2024-07-23 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-03-22 | 2024-03-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-11-17 | 2016-11-23 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-08-19 | 2016-04-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hikaru Mizuno during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.