Hikaru Mizuno
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hikaru Mizuno, CE reference AXV981. Currently licensed at 1 firm(s): Marshall Wace Asia Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 9 — Asset management | 2024-07-23 | present |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2017-03-22 | 2024-03-25 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2016-11-17 | 2016-11-23 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2011-08-19 | 2016-04-11 |