Richard Mark Appleby
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Mark Appleby, CE reference BSQ956. Currently licensed at 1 firm(s): Marshall Wace Asia Limited. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 9 — Asset management | 2022-06-23 | present |