Gaurav Grover
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaurav Grover, CE reference AMB195. Currently licensed at 1 firm(s): Marshall Wace Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 9 — Asset management | 2024-11-07 | present |
| Trikon Asset Management Limited | RO | Type 9 — Asset management | 2018-08-24 | 2024-03-04 |
| Moore Capital Asia Limited |
RO | Type 1 — Dealing in securities | 2014-05-13 | 2017-12-31 |
| Moore Capital Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2014-05-13 | 2017-12-31 |
| Moore Capital Asia Limited |
RO | Type 9 — Asset management | 2010-06-11 | 2017-12-31 |
| TPG-Axon Capital (HK), Limited | RO | Type 9 — Asset management | 2005-09-30 | 2009-12-31 |