Andy Yiu Chung Wong
黃耀宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Yiu Chung Wong (黃耀宗), CE reference AXV027. Currently licensed at 1 firm(s): Lindale Capital Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lindale Capital Limited | Rep | Type 1 — Dealing in securities | 2024-07-11 | present |
| Lindale Capital Limited | Rep | Type 4 — Advising on securities | 2024-07-11 | present |
| Lindale Capital Limited | Rep | Type 9 — Asset management | 2024-07-11 | present |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
Rep | Type 9 — Asset management | 2024-03-11 | 2024-06-13 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
RO | Type 9 — Asset management | 2019-06-04 | 2024-03-11 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
Rep | Type 9 — Asset management | 2019-04-18 | 2019-06-04 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-21 | 2019-03-22 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-07-21 | 2019-03-22 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-23 | 2019-03-22 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-11 | 2014-04-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-11 | 2014-04-01 |