Rui Dai
戴銳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui Dai (戴銳), a licensed Responsible Officer with CE reference BLT517. Currently licensed at 1 firm(s): XTransfer Financial Services (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 21.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-02-01 | present |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-02-01 | present |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
RO | Type 9 — Asset management | 2024-02-01 | present |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-19 | 2024-02-01 |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-19 | 2024-02-01 |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-12-19 | 2024-02-01 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-27 | 2023-10-31 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-07-27 | 2023-10-31 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
RO | Type 9 — Asset management | 2023-07-27 | 2023-10-31 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-23 | 2023-07-27 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-23 | 2023-07-27 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-03 | 2023-05-01 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-04-03 | 2023-05-01 |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
RO | Type 4 — Advising on securities | 2021-02-26 | 2021-05-11 |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
RO | Type 9 — Asset management | 2021-02-26 | 2021-05-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-23 | 2020-01-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-23 | 2020-01-08 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-23 | 2020-01-08 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-05 | 2019-07-05 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-05 | 2019-07-05 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-06-05 | 2019-07-05 |