Dale Qingpu Zhu
朱青浦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dale Qingpu Zhu (朱青浦), CE reference AXJ833. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Fung Asset Management Company Limited 大豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-06 | 2023-09-06 |
| Tai Fung Asset Management Company Limited 大豐資產管理有限公司 |
RO | Type 9 — Asset management | 2023-03-06 | 2024-03-05 |
| Tai Fung Asset Management Company Limited 大豐資產管理有限公司 |
RO | Type 9 — Asset management | 2016-03-01 | 2020-07-30 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-03-19 | 2014-04-16 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-03-19 | 2014-04-16 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-08 | 2013-03-19 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-06-08 | 2013-03-19 |