Ka Wai Lee

李嘉偉
CE No. AXC515 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Lee (李嘉偉), a licensed former licensee with CE reference AXC515. This person has 2.9 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
SG Securities (HK) Limited
法國興業證券(香港)有限公司		 Rep Type 2 - Dealing in futures contracts 2014-07-28 2014-09-15
SG Securities (HK) Limited
法國興業證券(香港)有限公司		 Rep Type 2 - Dealing in futures contracts 2013-10-07 2014-01-18
BOCI Commodities & Futures Limited
中銀國際期貨有限公司		 Rep Type 2 - Dealing in futures contracts 2011-04-18 2013-09-20
BOCI Commodities & Futures Limited
中銀國際期貨有限公司		 Rep Type 5 - Advising on futures contracts 2011-04-18 2013-09-20

Worked alongside

The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wai Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Si Liu BOCI Commodities & Futures Limited 2011–2013
Chung Mun Wong BOCI Commodities & Futures Limited 2011–2013
Chiu Wong BOCI Commodities & Futures Limited 2011–2013
Guannan Zhou BOCI Commodities & Futures Limited 2011–2013
Yun-Fu Shi BOCI Commodities & Futures Limited 2011–2013
Dale Qingpu Zhu BOCI Commodities & Futures Limited 2011–2013
Lei Ding BOCI Commodities & Futures Limited 2011–2012
Kwun Kwun Chu BOCI Commodities & Futures Limited 2012–2013
David Kwong Lam Hang BOCI Commodities & Futures Limited 2011–2012
Fan Zhang BOCI Commodities & Futures Limited 2012–2013
Linglan Sun BOCI Commodities & Futures Limited 2012–2013
Jing Xiong BOCI Commodities & Futures Limited 2012–2013
Guy John Brennan BOCI Commodities & Futures Limited 2011–2012
Kai Lok Ho BOCI Commodities & Futures Limited 2012–2013
Yung Hoi Tse BOCI Commodities & Futures Limited 2011

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