Guy John Brennan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guy John Brennan ( ), a licensed former licensee with CE reference AHV102. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-12-19 | 2012-05-31 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-12-19 | 2012-05-31 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-10 | 2011-12-19 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-10-10 | 2011-12-19 |
| Standard Commodities (Asia) Limited 標準商品(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-03-07 |
| Standard Commodities (Asia) Limited 標準商品(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2008-03-07 |
| Standard Commodities (Asia) Limited 標準商品(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-09 |