Jamie Wan Jung Soo

蘇文駿
CE No. AXJ724 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jamie Wan Jung Soo (蘇文駿), a licensed Representative with CE reference AXJ724. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
HSBC Global Asset Management (Hong Kong) Limited Rep Type 5 - Advising on futures contracts 2025-12-05 present
HSBC Global Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2018-11-19 present
HSBC Investment Funds (Hong Kong) Limited Rep Type 1 - Dealing in securities 2018-11-19 present
HSBC Global Asset Management (Hong Kong) Limited Rep Type 9 - Asset management 2018-11-19 present
HSBC Global Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2018-10-22 present
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 4 - Advising on securities 2013-11-25 2018-05-25
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
Rep Type 4 - Advising on securities 2011-06-01 2013-11-17

Related