King Chan
陳競
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Chan (陳競), a licensed Responsible Officer with CE reference AXH382. Currently licensed at 1 firm(s): Huayu Securities Limited . Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 12.5 years of SFC licence history. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-18 | present |
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 4 - Advising on securities | 2026-05-18 | present |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-04-22 | 2026-05-18 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-04-22 | 2026-05-18 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-25 | 2024-05-31 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-10-25 | 2024-05-31 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-12 | 2022-06-13 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-03-12 | 2022-06-13 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-03 | 2020-01-15 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-05-03 | 2020-01-15 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-26 | 2020-01-15 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-26 | 2020-01-15 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-27 | 2017-06-25 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-27 | 2017-06-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-05-23 | 2016-03-15 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-23 | 2016-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.