Fan (SFC:AXH201) Wang
王凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fan (SFC:AXH201) Wang (王凡), CE reference AXH201. Currently licensed at 1 firm(s): China Securities (International) Brokerage Company Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-24 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-09-24 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 4 — Advising on securities | 2025-09-24 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-09-24 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-11 | 2025-09-24 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-08-11 | 2025-09-24 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-11 | 2025-09-24 |
| Forestone (HK) Asset Management Limited 灃石(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2019-12-17 | 2021-05-31 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-20 | 2019-11-30 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-06 | 2018-06-29 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-13 | 2018-06-29 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-13 | 2018-06-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-31 | 2014-04-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-05 | 2014-04-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-16 | 2014-04-24 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-05-16 | 2013-08-31 |