Daniel Charles Wosner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Charles Wosner, a licensed Representative with CE reference AXD189. Currently licensed at 1 firm(s): Oasis Management (Hong Kong). Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 15.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oasis Management (Hong Kong) | Rep | Type 5 - Advising on futures contracts | 2016-10-14 | present |
| Oasis Management (Hong Kong) | Rep | Type 4 - Advising on securities | 2016-05-03 | present |
| Oasis Management (Hong Kong) | Rep | Type 9 - Asset management | 2016-05-03 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-09-05 | 2016-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-12 | 2016-01-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Charles Wosner during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.