Ronald Ka Wai Wu
吳嘉偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Ka Wai Wu (吳嘉偉), CE reference BNS228. Currently licensed at 1 firm(s): Oasis Management (Hong Kong). Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2021-02-17 | present |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2021-02-17 | present |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2021-02-17 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2018-10-25 | 2020-12-11 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2018-10-25 | 2020-12-11 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2018-10-25 | 2020-12-11 |