Jiayi Zhu
朱佳懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiayi Zhu (朱佳懿), a licensed former licensee with CE reference BHX199. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2017-11-20 | 2022-11-30 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2017-11-20 | 2022-11-30 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2017-11-20 | 2022-11-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2016-08-08 | 2017-10-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2016-08-08 | 2017-10-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2016-08-08 | 2017-10-03 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2016-08-08 | 2017-10-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2016-08-08 | 2017-10-03 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2016-08-08 | 2017-10-03 |