Mohan Kumar Desai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mohan Kumar Desai ( ), a licensed former licensee with CE reference AOY872. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-28 | 2016-05-10 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-28 | 2016-05-10 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-05-28 | 2016-05-10 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-09 | 2011-01-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-11-09 | 2011-01-01 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-29 | 2009-10-14 |