Yao Chen
陳鷂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao Chen (陳鷂), a licensed former licensee with CE reference AWV323. This person has 5.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-22 | 2017-01-13 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-22 | 2012-04-05 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-22 | 2017-01-13 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-22 | 2012-04-05 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-02-22 | 2012-04-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yao Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.