Qing Ye
葉青
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qing Ye (葉青), CE reference AWS033. Currently licensed at 1 firm(s): Marshall Wace Asia Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 9 — Asset management | 2024-11-25 | present |
| CPPIB AE Investments Asia Limited |
Rep | Type 1 — Dealing in securities | 2022-03-22 | 2024-10-21 |
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2019-05-23 | 2022-03-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-07-31 | 2018-02-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2012-07-31 | 2018-02-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-24 | 2012-07-17 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-24 | 2012-01-30 |