Chi Ying Lam
林志盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ying Lam (林志盈), a licensed former licensee with CE reference ASX092. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-04 | 2018-08-10 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-31 | 2018-08-10 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-04 | 2016-05-25 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-10 | 2014-05-29 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-04 | 2010-06-10 |