Navita
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Navita ( ), a licensed former licensee with CE reference AWA227. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-07 | 2018-11-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-07 | 2014-06-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-07 | 2014-06-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-10-08 | 2013-12-03 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-10-08 | 2013-12-03 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-10-08 | 2013-12-03 |