Yawen (SFC:AVY117) Liu
劉雅雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yawen (SFC:AVY117) Liu (劉雅雯), a licensed Responsible Officer with CE reference AVY117. Currently licensed at 1 firm(s): Blue Water Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Water Capital Management Limited | RO | Type 4 — Advising on securities | 2026-04-24 | present |
| Blue Water Capital Management Limited | RO | Type 9 — Asset management | 2026-04-24 | present |
| Blue Water Capital Management Limited | Rep | Type 4 — Advising on securities | 2026-04-23 | 2026-04-24 |
| Blue Water Capital Management Limited | Rep | Type 9 — Asset management | 2026-04-23 | 2026-04-24 |
| Sectoral Asset Management Limited | RO | Type 1 — Dealing in securities | 2022-08-12 | 2025-02-28 |
| Sectoral Asset Management Limited | RO | Type 4 — Advising on securities | 2022-08-12 | 2025-02-28 |
| Sectoral Asset Management Limited | RO | Type 9 — Asset management | 2022-08-12 | 2025-02-28 |
| Sectoral Asset Management Limited | Rep | Type 1 — Dealing in securities | 2021-10-08 | 2022-08-12 |
| Sectoral Asset Management Limited | Rep | Type 4 — Advising on securities | 2021-10-08 | 2022-08-12 |
| Sectoral Asset Management Limited | Rep | Type 9 — Asset management | 2021-10-08 | 2022-08-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-11-17 | 2021-06-17 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-11-17 | 2021-06-17 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-11-17 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-09-27 | 2021-06-17 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-09-27 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-09-27 | 2021-06-17 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-09-27 | 2011-12-31 |