Ying Lou
樓瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Lou (樓瑩), a licensed former licensee with CE reference AVV243. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-13 | 2015-07-13 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-24 | 2013-09-08 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-24 | 2013-09-08 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-07 | 2011-10-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-07 | 2011-10-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-09-13 | 2011-04-12 |