Kuan Mo Tang
鄧君武
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuan Mo Tang (鄧君武), a licensed Representative with CE reference AVM303. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-08-02 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-08-02 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2022-08-02 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-10 | 2022-05-20 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-01-10 | 2022-05-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-07 | 2021-12-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-07 | 2013-02-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-07-16 | 2011-08-02 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-07-16 | 2011-08-02 |