David A Hirst
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David A Hirst ( ), a licensed former licensee with CE reference AUY976. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2017-07-12 | 2020-08-03 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2017-07-12 | 2020-08-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-30 | 2017-05-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-20 | 2017-05-04 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2012-08-20 | 2013-08-31 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-11 | 2011-08-05 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2010-03-30 | 2010-12-30 |