Lucy Xiao-Wei Zheng
鄭小薇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lucy Xiao-Wei Zheng (鄭小薇), CE reference AUW197. Currently licensed at 1 firm(s): Belvest Investment Services Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-20 | present |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-20 | present |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 9 — Asset management | 2015-05-20 | present |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-25 | 2015-04-20 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-25 | 2015-04-20 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-21 | 2014-12-30 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 9 — Asset management | 2013-10-21 | 2014-12-30 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-08 | 2012-03-01 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-08 | 2012-03-01 |