Willie Wai Yee Yiu
饒維爾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Willie Wai Yee Yiu (饒維爾), a licensed former licensee with CE reference ARB953. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Progeny (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2012-07-23 | 2013-08-16 |
| Progeny (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2012-07-23 | 2013-08-16 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-31 | 2012-02-04 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-28 | 2012-02-04 |