William Wai Lam Shum
沈慧林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Wai Lam Shum (沈慧林), a licensed former licensee with CE reference AUV735. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-03 | 2010-06-25 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-03-03 | 2010-06-25 |