Benjamin Reese Mc Makin III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Reese Mc Makin III ( ), a licensed former licensee with CE reference AUS203. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-11 | 2021-05-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-11 | 2021-05-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2016-10-11 | 2021-05-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2014-07-08 | 2016-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2013-01-21 | 2021-05-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-21 | 2016-10-10 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-01-21 | 2016-10-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-02-17 | 2010-03-17 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-02-17 | 2010-03-17 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-17 | 2010-03-17 |