Qi (SFC:AUM597) An
安琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi (SFC:AUM597) An (安琪), CE reference AUM597. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-05-23 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-05-23 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2022-05-23 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2015-03-30 | 2022-02-14 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2015-03-30 | 2022-02-14 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-30 | 2015-01-28 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-30 | 2015-01-28 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-01-11 | 2012-10-30 |