Steven Hyung Wk Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Hyung Wk Lee, a licensed Responsible Officer with CE reference AUJ842. Currently licensed at 1 firm(s): Mingshi Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.7 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mingshi Investment Management Limited 鳴石投資(香港)管理有限公司 |
RO | Type 4 - Advising on securities | 2023-06-05 | present |
| Mingshi Investment Management Limited 鳴石投資(香港)管理有限公司 |
Rep | Type 9 - Asset management | 2023-02-20 | present |
| Mingshi Investment Management Limited 鳴石投資(香港)管理有限公司 |
RO | Type 9 - Asset management | 2022-07-26 | 2023-02-20 |
| Mingshi Investment Management Limited 鳴石投資(香港)管理有限公司 |
Rep | Type 9 - Asset management | 2021-12-14 | 2022-07-26 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 - Asset management | 2020-11-12 | 2021-11-29 |
| Constellar Capital Partners Hong Kong Limited |
RO | Type 1 - Dealing in securities | 2016-01-15 | 2020-10-09 |
| Constellar Capital Partners Hong Kong Limited |
Rep | Type 1 - Dealing in securities | 2015-11-30 | 2016-01-15 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-02 | 2015-05-29 |
| Gottex Fund Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-10-25 | 2013-12-31 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-28 | 2011-09-17 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-28 | 2011-09-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Hyung Wk Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.