Maximilian Alexander Gottschalk
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maximilian Alexander Gottschalk ( ), a licensed former licensee with CE reference AML721. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-22 | 2015-12-27 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-11-29 | 2015-12-27 |
| Gottex Fund Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2011-07-08 | 2014-12-11 |