Norris Man Ngar Lam
林曼雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norris Man Ngar Lam (林曼雅), a licensed former licensee with CE reference ARO521. This person has 4.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-21 | 2015-11-16 |
| FPCG (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2012-05-22 | 2013-07-19 |
| Guggenheim Securities (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2009-03-13 | 2010-09-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Norris Man Ngar Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.