Karen Wai Yee Hui
許慧怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Wai Yee Hui (許慧怡), a licensed former licensee with CE reference ALF483. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-21 | 2015-11-16 |
| FPCG (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2013-07-12 | 2013-07-19 |
| Guggenheim Securities (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2009-07-14 | 2010-09-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-09-10 | 2006-11-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-09-10 | 2006-11-15 |