Tak Wah Ma
馬德華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wah Ma (馬德華), a licensed former licensee with CE reference AUD467. This person has 12.9 years of SFC licence history. Total licence records on file: 36.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Arab Capital Limited 中阿資本有限公司 |
RO | Type 4 - Advising on securities | 2023-11-07 | 2025-10-01 |
| China Arab Capital Limited 中阿資本有限公司 |
RO | Type 9 - Asset management | 2023-11-07 | 2025-10-01 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-11 | 2023-01-07 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-10-11 | 2023-01-07 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 4 - Advising on securities | 2021-10-11 | 2023-01-07 |
| Linkways Asset Management Limited 嶺利資產管理有限公司 |
RO | Type 9 - Asset management | 2021-10-11 | 2023-01-07 |
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-02 | 2020-12-02 |
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
RO | Type 4 - Advising on securities | 2020-03-02 | 2020-12-02 |
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
RO | Type 9 - Asset management | 2020-03-02 | 2020-12-02 |
| Rich Bay Securities Limited 富利證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-26 | 2020-02-21 |
| Rich Bay Securities Limited 富利證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-07-26 | 2020-02-21 |
| WealthQuay Asset Management Limited 華凱資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-07-26 | 2020-02-21 |
| WealthQuay Asset Management Limited 華凱資產管理有限公司 |
RO | Type 9 - Asset management | 2019-07-26 | 2020-02-21 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-19 | 2019-07-01 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-26 | 2019-07-01 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-02 | 2018-03-31 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 4 - Advising on securities | 2017-08-02 | 2018-03-31 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 9 - Asset management | 2017-08-02 | 2018-03-31 |
| Gamma Consortium Limited (The) | RO | Type 4 - Advising on securities | 2016-10-03 | 2017-04-30 |
| Gamma Consortium Limited (The) | RO | Type 9 - Asset management | 2016-10-03 | 2017-04-30 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-15 | 2016-08-23 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-15 | 2016-08-23 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-10 | 2016-02-06 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-06-10 | 2016-02-06 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-10 | 2016-02-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-10 | 2014-05-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-08-10 | 2014-05-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-10 | 2014-05-31 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-16 | 2012-07-18 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-05-16 | 2012-07-18 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-11 | 2012-07-18 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-11 | 2012-07-18 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-11 | 2011-03-08 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-11 | 2011-03-08 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-24 | 2010-11-28 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-16 | 2010-11-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Wah Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.