Hui (SFC:ATX931) Li
李輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui (SFC:ATX931) Li (李輝), a licensed former licensee with CE reference ATX931. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zero2IPO Securities Limited 清科證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-12-19 | 2026-02-11 |
| Zero2IPO Asset Management Limited 清科資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-09-17 | 2026-02-11 |
| Zero2IPO Capital Limited 清科資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-09-17 | 2026-02-11 |
| Zero2IPO Securities Limited 清科證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-23 | 2025-12-19 |
| Zero2IPO Asset Management Limited 清科資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-23 | 2025-09-17 |
| Zero2IPO Capital Limited 清科資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-07-23 | 2025-09-17 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-19 | 2025-04-15 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 4 — Advising on securities | 2022-10-19 | 2025-04-15 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-10-19 | 2025-04-15 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-29 | 2022-10-19 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-29 | 2022-10-19 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-10-29 | 2022-10-19 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-15 | 2020-03-06 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-01-15 | 2020-03-06 |
| Lighthorse Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2018-05-23 | 2018-07-04 |
| Lighthorse Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2018-05-09 | 2018-07-04 |
| About Capital Management (HK) Co. Ltd 百域資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-05-03 | 2018-03-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-28 | 2015-07-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-28 | 2015-07-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-07-28 | 2015-07-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-05 | 2012-06-07 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-14 | 2011-04-11 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-10-14 | 2011-04-11 |