Eric Yuya Francis Gasqueres
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Yuya Francis Gasqueres ( ), a licensed former licensee with CE reference ATI745. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2025-11-07 | 2025-11-13 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2025-11-07 | 2025-11-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2025-06-09 | 2025-06-13 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2025-06-09 | 2025-06-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2024-01-30 | 2024-02-02 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2024-01-30 | 2024-02-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2023-02-03 | 2023-02-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2023-02-03 | 2023-02-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2018-04-13 | 2018-04-20 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-04-13 | 2018-04-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2017-12-01 | 2017-12-08 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-12-01 | 2017-12-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2017-06-01 | 2017-06-09 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-01 | 2017-06-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2016-06-13 | 2016-06-17 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-06-13 | 2016-06-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-07-16 | 2011-05-14 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2009-07-16 | 2011-05-14 |